Lending Securities

Business / Finance / Lending Securities: Securities borrowed from a broker's inventory, from another customer's margin account, or from another broker, when a customer is required to deliver on a short sale.

Securities And Exchange Commission (SEC)

Business / Accounting / Securities And Exchange Commission (SEC): The government body responsible for regulating the financial reporting practices of most publicly owned corporations in connection with the buying and selling of stocks and bonds. MORE

Securities And Commodities Exchanges

Business / Finance / Securities And Commodities Exchanges: Exchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers. MORE

Securities Analysts

Business / Finance / Securities Analysts: Related: Financial analysts MORE

Securities And Exchange Commission Rules

Business / Finance / Securities And Exchange Commission Rules: Rules enacted by the SEC to assist in the regulation of U.S. financial markets. MORE

Securities Exchange Act Of 1934

Business / Finance / Securities Exchange Act Of 1934: Legislation that created the SEC, outlawing dishonest practices in the trading of securities. MORE

Securities Industry Committee On Arbitration (SICA)

Business / Finance / Securities Industry Committee On Arbitration (SICA): A private group that provides mediation services in case of customer complaints against securities firms. MORE

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