Registered Investment Adviser

Business / Finance / Registered Investment Adviser: SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.

Other Words for Adviser

Adviser Noun Synonyms: counselor, mentor, guide, cicerone, counsel, consultant, confidante
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Registered Investment Adviser (RIA)

Business / Taxes / Registered Investment Adviser (RIA): Investment advisers who register with the Securities and Exchange Commission (SEC) and agree to be regulated by SEC rules are known as registered investment advisers. Only a small percentage of all in MORE

Registered Bonds

Business / Accounting / Registered Bonds: Bonds for which the names and addresses of the bondholders are kept on file by the issuing company. MORE

Registered Check

Business / Finance / Registered Check: A check issued and guaranteed by a bank for a customer who provides funds for payment of the check. MORE

Registered Bond

Business / Finance / Registered Bond: A bond whose issuer records ownership and interest payments. Differs from a bearer bond, which is traded without record of ownership and whose possession is the only evidence of ownership. MORE

Registered Company

Business / Finance / Registered Company: A company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements. MORE

Real Estate Mortgage Investment Conduit (REMIC)

Business / Finance / Real Estate Mortgage Investment Conduit (REMIC): A pass-through tax entity that can hold mortgages secured by any type of real property and can issue multiple classes of ownership interests to investors in the form of pass-through certificates, bond MORE

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