Rule 405

Business / Finance / Rule 405: NYSE codification of 'know your customer' rules, which require that a customer's situation is suitable for any investment being made.

Other Words for Rule

Rule Verb Synonyms: regulation, order, law, ordinance, ruling, decree, ukase, statute, principle, direction, guide, guideline, precept
Rule Noun Synonyms: direct, guide, manage, control, lead, head (up), preside (over), superintend, oversee, supervise, regulate, govern, run
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Rule 144a

Business / Finance / Rule 144a: SEC rule allowing qualified institutional buyers to buy and trade unregistered securities. MORE

Rule 144

Business / Finance / Rule 144: Restricts solicitation of buyers to complete the sell order of an insider (unless the firm is already a buyer); signified by a flashing 'E' on Quotron. MORE

Rule 14-D

Business / Finance / Rule 14-D: Often used in risk arbitrage. Regulations and restrictions covering public tender offers and related disclosure requirements. MORE

Rule 405

Business / Finance / Rule 405: NYSE codification of 'know your customer' rules, which require that a customer's situation is suitable for any investment being made. MORE

Rule 415

Business / Finance / Rule 415: Permits corporations to file a registration for securities they intend to issue in the future when market conditions are favorable. See: Shelf registration. MORE

Rule Of 78

Business / Taxes / Rule Of 78: A practice, called the Rule of 78, means that lenders front-load the interest they charge on a short-term loan to guarantee their profit if you pay off your loan before the end of its term. In other w MORE

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