Series

Business / Finance / Series: Options: All option contracts of the same class that also have the same unit of trade, expiration date, and exercise price. Stocks: shares that have common characteristics, such as rights to ownership and voting, dividends, or par value. In the case of many foreign shares, one series may be owned only by citizens of the country in which the stock is registered.

Series 7

Business / Taxes / Series 7: To be licensed to sell securities to individual investors, brokers must pass the Series 7 exam, also called the General Securities Registered Representative Examination. The six-hour test requires kno MORE

Series 6

Business / Taxes / Series 6: The Series 6 is a licensing examination that you must pass to be entitled to sell mutual funds and variable annuities to investors. The examination, which is administered by NASD, is a 100-question mu MORE

Series 63

Business / Taxes / Series 63: The Series 63 is a licensing examination that most states require for anyone who wants to sell securities within the state. Developed by the North American Securities Administrators Association (NASAA MORE

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