Form ADV

Business / Taxes / Form ADV: All investment advisory firms must register by filing a Form ADV either with the Securities and Exchange Commission if they manage $25 million or more in client assets or with the state securities regulator in the state where they principally work. The form is divided into two sections. Part 1 provides information about past disciplinary actions, if any, against the adviser. Part 2 summarizes the adviser’s background, investment strategies, services, and fees. If an advisory firm is registered with the SEC, you can obtain copies of Form ADV at the SEC’s Investment Adviser Public Disclosure (IAPD) website (www.adviserinfo.sec.gov). Otherwise, you can request it directly from the adviser or your state securities regulator. You can find contact information on the website of the North American Securities Administrators Association (www.nasaa.org).

Other Words for Form

Form Adjective Synonyms: shape, configuration, conformation, order, organization, arrangement, formation, construction, structure, construct, frame, cut, cast, mould, pattern, appearance, manifestation
Form Verb Synonyms: acquire, develop, cultivate, contract, get
Form Noun Synonyms: blank, model, format, frame, framework, course, procedure, order, regimen, method, system, ritual, formula, rule(s), practice, technique, way, means, approach, mode, fashion, manner, style
MORE

Performance Appraisal

Business / Human Resources (HR) / Performance Appraisal: A periodic review and evaluation of an individual's job performance. MORE

Performance Art

Entertainment / Music / Performance Art: Multimedia art form involving visual as well as dramatic and musical elements. MORE

Pay For Performance (PFP)

Business / Search Engine Optimization (SEO) / Pay For Performance (PFP): Payment structure where affiliated sales workers are paid commission for getting consumers to perform certain actions. Publishers publishing contextual ads are typically paid per ad click. Affiliate m MORE

Links
Home
Glossary
Thesaurus