Registered Investment Adviser (RIA)

Business / Taxes / Registered Investment Adviser (RIA): Investment advisers who register with the Securities and Exchange Commission (SEC) and agree to be regulated by SEC rules are known as registered investment advisers. Only a small percentage of all investment advisers register, though being registered is often interpreted as a sign that the adviser meets a higher standard.

Other Words for Adviser

Adviser Noun Synonyms: counselor, mentor, guide, cicerone, counsel, consultant, confidante
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Registered Bonds

Business / Accounting / Registered Bonds: Bonds for which the names and addresses of the bondholders are kept on file by the issuing company. MORE

Registered Check

Business / Finance / Registered Check: A check issued and guaranteed by a bank for a customer who provides funds for payment of the check. MORE

Registered Bond

Business / Finance / Registered Bond: A bond whose issuer records ownership and interest payments. Differs from a bearer bond, which is traded without record of ownership and whose possession is the only evidence of ownership. MORE

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